by Staff of the Firm | Jul 20, 2015 | Securities Laws, Uncategorized
SEC v. Apuzzo When we think about third party liability in securities violations, we tend to think service providers (e.g., lawyers, accountants, or brokers) that somehow participated in preparation of false or misleading statements in connection with the sale of...
by Staff of the Firm | Jul 18, 2015 | Securities Laws, Uncategorized
Can I Be Liable for Somebody Else’s Wrongdoing?: Aiding and Abetting Liability in Securities Law Violations The Dodd-Frank Amendment The financial crisis and the ensuing economic downturn of the past few years prompted a series of reforms aimed at improving...
