by Staff of the Firm | Oct 3, 2015 | Avoiding Investment Scams, Securities Laws, Uncategorized
SEC v. Path America, LLC. In SEC v. Path America, LLC, the SEC alleged that Dargey, the individual defendant, set up a series of entities in Everett, Washington, purportedly to offer limited partnership interests priced at $500,000 each, plus an administrative fee of...
by Staff of the Firm | Sep 29, 2015 | Avoiding Investment Scams, Securities Laws, Uncategorized
If you read our previous blog series on exempt offerings (available here) or attended one of our presentations on raising capital through exempt offerings, you know that the definition of “security” under federal law is extremely broad and includes, among other...
