by Staff of the Firm | Apr 5, 2016 | Business Management, New York Law Update, Uncategorized
In our previous blog series on Shareholders’ Right To Inspect Corporate Books and Records, we discussed under what circumstances shareholders may inspect corporate books and records and what constitutes proper purposes reasonably related to shareholder interests. For...
by Staff of the Firm | Feb 23, 2016 | Raising Capital, Securities Laws, Uncategorized
Employee Equity Compensation Under Rule 701. Rule 701 allows companies to offer securities to their employees and certain other persons without the need to file a registration statement. Specifically, non-reporting or private companies may offer and sell securities...
by Staff of the Firm | Feb 16, 2016 | Raising Capital, Securities Laws, Uncategorized
Offshore Offerings Under Regulation S. Companies that want to go outside of their own state for an alternative source of capital but do not want to go through the registration requirements might want to consider Regulation S. Regulation S provides an exemption for...
by Staff of the Firm | Feb 9, 2016 | Raising Capital, Securities Laws, Uncategorized
Exempt Offerings for Other Types of Markets or Purposes. In our previous blog series on raising capital through exempt offerings (available here), we looked at some of the most commonly used exemptions from the federal registration requirements, including those under...
by Staff of the Firm | Oct 20, 2015 | Business Management, Delaware Law Update, Maryland Law update, Minority Shareholders, Multiple Owners, New York Law Update, Texas Law Update, Uncategorized
Texas: An Issue for the Jury. In Texas, a holder of shares of a corporation for at least six (6) months, or a holder of at least 5% of all of the outstanding shares of a corporation, is entitled to examine and copy the corporation’s relevant books, records of account,...
