by Sonya Jackson | Oct 6, 2017 | Securities Laws
You’ve probably heard this term securities law floating around, but you’re a small or medium-sized company. What does it matter to you? Truth is, it matters a lot. A lot of people think of the FCC, investigations, big things on security law, so they think...
by R. Shawn McBride | Jun 30, 2017 | Business Management, Securities Laws
We’re on the entrepreneurial journey together. I own two businesses: The R. Shawn McBride Law Firm and McBride for Business. You take risks, my clients take risks, and I take risks. I understand risk and have become comfortable with it. I know I may invest time or...
by R. Shawn McBride | May 17, 2017 | Business Management, Securities Laws
I was recently corresponding with a client who was throwing around the words “investment company,” and what they were actually forming was a company that was buying an asset. Saying “investment company” is something you want to be very careful...
by R. Shawn McBride | Feb 9, 2017 | Business Management, Personal Liability, Securities Laws, Uncategorized
R. Shawn McBride recently published an article to the McBride For Business Blog on a topic that might be of interest: Start with the Right Team: Get a Great Accountant Early. He talks about one of the keys for business success is having the right team. This posting is...
by R. Shawn McBride | Jan 4, 2017 | Avoiding Investment Scams, Business Management, Minority Shareholders, Multiple Owners, Securities Laws, Uncategorized
R. Shawn McBride recently published an article to the McBride For Business Blog on a topic that might be of interest: Keys to Protect Your Business: The Laws of Empowerment to Excel in your Business. He examines why it’s critical when putting plans together that...
by Staff of the Firm | Jan 3, 2017 | Business Management, Securities Laws, Uncategorized
Previously, we discussed the Securities and Exchange Commission’s (“SEC”) order against Morgan Stanley Smith Barney LLC (“Morgan Stanley”) in connection with the company’s failure to safeguard customer information (see the SEC order here). As we reported earlier,...
